George Mclaughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Mclaughlin was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1982. George had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2002 - October 1, 2003
SUBURBAN FINANCIAL SERVICES, LLC
October 7, 1991 - October 19, 2017
SECURIAN FINANCIAL SERVICES, INC.
July 12, 1983 - September 5, 1991
EQUITABLE ADVISORS, LLC
July 12, 1982 - September 5, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUBURBAN FINANCIAL SERVICES, LLC
CRD#: 120789 / SEC#: , 8-65346
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OBERMAYER REBMANN | OWNER | |
| SECURIAN FINANCIAL SERVICES, INC. | OWNER | 15296 |
| KNEIB, JOHN GERALD | PRESIDENT, VP-COMPLIANCE | 1135519 |
| KOSKIE, ANDREW T | SECRETARY | 4392687 |
| LEONARD, THOMAS ALOYSIUS III | DIRECTOR | 4544117 |
| LIMBERG, RICHARD | DIRECTOR | |
| SUTHERLAND, HUGH CHARLES | DIRECTOR | 4399998 |
| WUESTENHAGEN, TIMOTHY EDWIN | DIRECTOR, TREASURER, FINOP | 2977213 |
Red Flags
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