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Andrew Ober Armour

CRD# 1049964·Registered 1982 - 2017
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Ober Armour, who also goes by Andrew O Armour, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1982 - 2017. Andrew had worked at 13 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew O Armour

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

WESTON FINANCIAL SERVICES LLC·CRD# 117946
BD
New York, NY
July 8, 2016 - December 22, 2017
MANAGED ACCOUNT SERVICES, LLC·CRD# 133803
BD
Malvern, PA
March 11, 2014 - January 26, 2016
AVATAR SECURITIES, LLC·CRD# 147763
BD
New York, NY
November 15, 2013 - January 21, 2014
CLANCY FINANCIAL SERVICES, INC.·CRD# 133379
BD
New York, NY
October 11, 2013 - November 12, 2013
AVATAR SECURITIES, LLC·CRD# 147763
BD
New York, NY
December 1, 2011 - August 15, 2013
GFI SECURITIES LLC·CRD# 19982
BD
New York, NY
June 20, 2011 - November 29, 2011
HUDSON SECURITIES,INC.·CRD# 10467
BD
Jersey City, NJ
October 18, 2010 - March 31, 2011
RAFFERTY CAPITAL MARKETS, LLC·CRD# 23682
BD
Garden City, NY
November 17, 2009 - July 2, 2010
MULTITRADE SECURITIES LLC·CRD# 47485
BD
New York, NY
June 17, 2009 - November 20, 2009
OPUS TRADING FUND LLC·CRD# 125204
BD
Jericho, NY
April 11, 2006 - February 16, 2007
TRADETECH SECURITIES L.P.·CRD# 31131
BD
Chicago, IL
November 5, 1996 - October 31, 1997
W.A. CAPITAL MARKETS·CRD# 6292
BD
March 15, 1988 - January 27, 1995
SLS SECURITIES COMPANY·CRD# 13332
BD
Oconomowoc, WI
August 12, 1987 - January 12, 1988
W.A. CAPITAL MARKETS·CRD# 6292
BD
New York, NY
July 29, 1983 - January 27, 1995
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
June 25, 1982 - August 26, 1983

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Current Firm

WF
WESTON FINANCIAL SERVICES LLC

WESTON FINANCIAL SERVICES LLC

CRD#: 117946 / SEC#: 8-53617
BD
Terminated by SEC on 04/29/2020

Contact Information

Established

Delaware since 09/24/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HALLAC, CAROLMEMBER6378330
HALLAC, JEFFREY DONALDMEMBER,CHIEF COMPLIANCE OFFICER AND GENERAL SECURITIES PRINCIPAL4825103
WELLNER, KEITH DAVIDMEMBER4190917
HALLAC, JOANNAMEMBER6380663
HALLAC, RUSSELLMEMBER6380665
HALLAC-LIOTTA, MITZIMEMBER6380666
COHEN, EDWARD BARRYFINOP1029283

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2009

Series 7 — General Securities Representative Examination

Passed Jun 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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