Andrew O. Armour
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Ober Armour, who also goes by Andrew O Armour, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1982. Andrew had worked at 13 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2016 - December 22, 2017
WESTON FINANCIAL SERVICES LLC
March 11, 2014 - January 26, 2016
MANAGED ACCOUNT SERVICES, LLC
November 15, 2013 - January 21, 2014
AVATAR SECURITIES, LLC
October 11, 2013 - November 12, 2013
CLANCY FINANCIAL SERVICES, INC.
December 1, 2011 - August 15, 2013
AVATAR SECURITIES, LLC
June 20, 2011 - November 29, 2011
GFI SECURITIES LLC
October 18, 2010 - March 31, 2011
HUDSON SECURITIES,INC.
November 17, 2009 - July 2, 2010
RAFFERTY CAPITAL MARKETS, LLC
June 17, 2009 - November 20, 2009
MULTITRADE SECURITIES LLC
April 11, 2006 - February 16, 2007
OPUS TRADING FUND LLC
November 5, 1996 - October 31, 1997
TRADETECH SECURITIES L.P.
March 15, 1988 - January 27, 1995
W.A. CAPITAL MARKETS
August 12, 1987 - January 12, 1988
SLS SECURITIES COMPANY
July 29, 1983 - January 27, 1995
W.A. CAPITAL MARKETS
June 25, 1982 - August 26, 1983
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 7/6/2009
Limited Representative-Equity Trader ExamCurrent Firm
WESTON FINANCIAL SERVICES LLC
CRD#: 117946 / SEC#: , 8-53617
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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