Jan H. Loeb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan Herman Loeb was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 1982. Jan had worked at 8 firms and has passed the Series 65, Series 63, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2013 - December 31, 2015
LEAP TIDE CAPITAL MANAGEMENT, LLC
January 18, 2002 - March 24, 2004
JEFFERIES LLC
February 26, 2001 - November 13, 2001
COMMERZ MARKETS LLC
February 20, 1995 - February 26, 2001
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
October 23, 1991 - December 5, 1994
LEGG MASON WOOD WALKER, INCORPORATED
August 3, 1989 - February 6, 1990
BALIS & ZORN INC.
August 15, 1983 - November 28, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
June 25, 1982 - August 19, 1983
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 12/6/1982
Foreign Currency Options ExaminationCurrent Firm
LEAP TIDE CAPITAL MANAGEMENT, LLC
CRD#: 157177 / SEC#:
Contact information
Red Flags
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