Suzanne F. Haley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Flint Haley, who also goes by Suzanne Flint, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1982. Suzanne had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2005 - September 18, 2012
HALEY, SUZANNE FLINT
November 6, 2000 - June 1, 2001
PMG SECURITIES CORPORATION
April 1, 1993 - November 3, 2000
BNY MELLON SECURITIES CORPORATION
March 2, 1990 - June 19, 1990
SYNOVUS SECURITIES, INC.
June 22, 1982 - August 10, 1989
AMUNI FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HALEY, SUZANNE FLINT
CRD#: 141948 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
