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Suzanne Flint Haley

CRD# 1049910·Registered 1982 - 2012
Previously Registered: Being a previously registered professional could mean that Suzanne is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Suzanne Flint Haley, who also goes by Suzanne Flint, was a registered financial advisor. Suzanne was a previously registered financial professional and started their career in finance 1982 - 2012. Suzanne had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 52 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Suzanne Flint

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

HALEY, SUZANNE FLINT·CRD# 141948
RIA
Delray Beach, FL
August 23, 2005 - September 18, 2012
PMG SECURITIES CORPORATION·CRD# 27107
BD
Elgin, IL
November 6, 2000 - June 1, 2001
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
New York, NY
April 1, 1993 - November 3, 2000
SYNOVUS SECURITIES, INC.·CRD# 14023
BD
Columbus, GA
March 2, 1990 - June 19, 1990
AMUNI FINANCIAL, INC.·CRD# 8365
BD
St. Petersburg, FL
June 22, 1982 - August 10, 1989

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Current Firm

HS
HALEY, SUZANNE FLINT

HALEY, SUZANNE FLINT

CRD#: 141948

Contact Information

Main Address

515 Se 4th Avenue, Delray Beach, FL 33483

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1993About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Jun 1982About the Series 52 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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