Douglas W. Powell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Woodrow Powell, who also goes by Doug Powell, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1982. Douglas had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2002 - June 10, 2003
CULLUM & BURKS SECURITIES, INC.
September 14, 2001 - March 18, 2019
NEW INVESTOR WORLD INCORPORATED
February 1, 2001 - September 13, 2001
RUSHMORE SECURITIES CORPORATION
January 10, 2001 - February 21, 2001
NORTHSTAR SECURITIES, INC.
February 27, 1987 - December 9, 1998
DOMINION CAPITAL CORPORATION
September 13, 1983 - March 4, 1987
FSC SECURITIES CORPORATION
July 22, 1982 - September 8, 1983
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CULLUM & BURKS SECURITIES, INC.
CRD#: 46600 / SEC#: , 8-51487
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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