Harvey N. Merson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harvey Neil Merson was a registered financial professional .
Harvey is a previously registered financial professional and started their career in finance in 1982. Harvey had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2012 - March 28, 2022
HARVEY MERSON
October 14, 2005 - December 31, 2009
HARVEY MERSON
August 11, 2000 - October 3, 2002
ND CAPITAL, INC.
November 3, 1998 - September 7, 1999
THE KEY GROUP INC.
July 1, 1996 - October 2, 1998
LINCOLN INVESTMENT
May 19, 1995 - June 29, 1996
NATHAN & LEWIS SECURITIES, INC.
August 13, 1992 - December 31, 1993
AMERICAN GENERAL SECURITIES INCORPORATED
August 1, 1988 - August 5, 1988
PAMCO SECURITIES AND INSURANCE SERVICES
June 28, 1982 - November 29, 1990
OSAIC FS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HARVEY MERSON
CRD#: 129290 / SEC#: 801-70913
Contact information
Regulatory assets under management
| Total Number of Accounts | 140 |
| AUM (Assets Under Management) | $ 72,198,600 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
