Samuel S. Lindenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Stanley Lindenberg was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1982. Samuel had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2009 - February 14, 2014
TEAM FINANCIAL ASSET MANAGEMENT, LLC
September 2, 1997 - June 11, 2002
INDEPENDENT ADVISERS GROUP CORP
November 18, 1996 - December 31, 2013
TEAM FINANCIAL MANAGERS
December 21, 1982 - December 31, 2009
OSAIC FS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TEAM FINANCIAL ASSET MANAGEMENT, LLC
CRD#: 151561 / SEC#: 801-70590
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
