Ralph A. Butler
Professional summary
Ralph Alan Butler JR, who also goes by R Alan Butler Jr, Ralph Alan Butler, is a registered financial professional currently at BUTLER CAPITAL PARTNERS located in Oyster Bay, New York.
Ralph is registered as a RR (Registered Representative) and started their career in finance in 1982. Ralph has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ralph Alan Butler JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2002 - Present
BUTLER CAPITAL PARTNERS
March 3, 2000 - March 13, 2001
THOMAS WEISEL PARTNERS LLC
December 9, 1994 - March 16, 2000
LEHMAN BROTHERS INC.
August 4, 1993 - December 21, 1994
SBC WARBURG DILLON READ INC.
October 29, 1990 - August 27, 1993
MORGAN STANLEY & CO. LLC
January 24, 1986 - September 16, 1986
SCOTT & STRINGFELLOW, LLC
February 15, 1984 - November 7, 1985
SBC WARBURG DILLON READ INC.
July 22, 1982 - March 26, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2017)
(1/23/2017)
(7/15/2009)
(4/11/2013)
(10/28/2010)
(1/23/2017)
(10/23/2002)
(4/9/2013)
(4/8/2013)
(7/15/2009)
(3/28/2013)
(8/14/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BUTLER CAPITAL PARTNERS
CRD#: 114242 / SEC#: , 8-53413
Contact information
FINRA licenses (22 States and Territories)
Red Flags
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