Robert H. Kees
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Henry Kees JR, who also goes by Bobby Kees, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 8 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - June 3, 2015
GROVE POINT INVESTMENTS, LLC
March 3, 2005 - December 31, 2010
WOODBURY FINANCIAL SERVICES, INC.
July 9, 1998 - March 28, 2005
KESTRA INVESTMENT SERVICES, LLC
March 1, 1996 - July 16, 1998
MML INVESTORS SERVICES, LLC
August 11, 1987 - March 1, 1996
G. R. PHELPS & CO., INC.
July 23, 1985 - August 17, 1987
MML INVESTORS SERVICES, LLC
July 12, 1982 - July 24, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
July 12, 1982 - July 24, 1985
IDS LIFE INSURANCE COMPANY
July 12, 1982 - July 24, 1985
AMERICAN EXPRESS FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
