Robert C. Heckman

LOOP CAPITAL MARKETS LLC

Chicago, IL 60605

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CRD#: 1049595

Professional summary

Robert Charles Heckman JR is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1982. Robert has worked at 8 firms and has passed the Series 63, SIE, Series 5, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Charles Heckman JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2010 - Present

LOOP CAPITAL MARKETS LLC

Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605

RIA

CRD#: 43098

Chicago, IL

Past

October 30, 2008 - September 14, 2010

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

CHICAGO, IL

Past

July 1, 2003 - June 11, 2008

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHICAGO, IL

Past

September 12, 1995 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 26, 1991 - August 11, 1995

SANWA UNIVERSAL SECURITIES CO., LLC

CRD#: 8427

NEW YORK, NY

Past

April 10, 1990 - August 11, 1995

SANWA SECURITIES (USA) CO., L.P.

CRD#: 19697

NEW YORK, NY

Past

September 3, 1987 - September 12, 1989

SANWA SECURITIES (USA) CO., L.P.

CRD#: 19697

NEW YORK, NY

Past

June 16, 1986 - August 20, 1987

NATIVE NATIONS SECURITIES, INC.

CRD#: 334

Past

June 24, 1982 - July 2, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(9/2/2010)

Exams

State Security Law Exam

Series 63

Date: 10/28/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 2/15/1983

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 6/19/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/9/1993

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: , 8-50140

Illinois

Registered Investment Advisory firm - SEC (4/4/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
LOOP CAPITAL, LLC	OWNER
BERKELEY, STEPHEN SIDNEY	REGULATORY COUNSEL AND CCO	5616433
LUPKIN, IRA ADAM	CHIEF FINANCIAL OFFICER	4463446
REYNOLDS, JAMES JR.	CHIEF EXECUTIVE OFFICER	1162337
SULLIVAN, ANTHONY	CHIEF OPERATING OFFICER	5995264

Disclosures

Regulatory Event

Red Flags

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Robert C. Heckman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Charles Heckman JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERT W. BAIRD & CO. INCORPORATED

WELLS FARGO SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

SANWA UNIVERSAL SECURITIES CO., LLC

SANWA SECURITIES (USA) CO., L.P.

SANWA SECURITIES (USA) CO., L.P.

NATIVE NATIONS SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/1991

SIE

Date: 10/1/2018

Series 5

Date: 2/15/1983

Series 7

Date: 6/19/1982

Series 24

Date: 3/9/1993

FINRA

Current Firm

LOOP CAPITAL MARKETS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LOOP CAPITAL MARKETS LLC

TRUST BUT VERIFY

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