Glenn G. Opfer
Professional summary
Glenn Gerald Opfer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glenn is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Glenn had worked at 9 firms, which includes EMMETT A LARKIN COMPANY INC., FLEMMING ANDERSON COHEN & LEE INC., PRIVATE INVESTORS CARTEL LTD., GENESEE INVESTMENT CORPORATION, RICHFIELD SECURITIES INC., BREUER CAPITAL CORPORATION, ENGLER-BUDD & COMPANY INC., VANTAGE SECURITIES OF COLORADO INC., MOUNTAIN PACIFIC INVESTMENT CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 1995 - December 31, 1997
EMMETT A LARKIN COMPANY, INC.
February 6, 1991 - April 19, 1995
FLEMMING, ANDERSON, COHEN & LEE, INC.
January 11, 1990 - December 31, 1990
PRIVATE INVESTORS CARTEL, LTD.
September 28, 1988 - January 2, 1990
GENESEE INVESTMENT CORPORATION
November 24, 1986 - October 3, 1988
RICHFIELD SECURITIES, INC.
January 9, 1986 - November 20, 1986
BREUER CAPITAL CORPORATION
September 28, 1984 - December 24, 1985
ENGLER-BUDD & COMPANY INC.
May 10, 1983 - October 16, 1984
VANTAGE SECURITIES OF COLORADO, INC.
June 28, 1982 - June 23, 1983
MOUNTAIN PACIFIC INVESTMENT CO.
State Registrations and Notice Filings
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Exams
Current Firm
EMMETT A LARKIN COMPANY, INC.
CRD#: 6625 / SEC#: , 8-11922
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
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