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Sander Lee Lenenberg

CRD# 1049470·Registered 1982 - 1996
Barred: Sander Lee Lenenberg was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Sander Lee Lenenberg, who also goes by Sandy Lenenberg, was a registered financial advisor. Sander was a previously registered financial professional and started their career in finance 1982 - 1996. Sander had worked at 3 firms and has passed the Series 6 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sandy Lenenberg

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

MUTUAL SERVICE CORPORATION·CRD# 4806
BD
Boston, MA
January 18, 1996 - December 31, 1996
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
Boston, MA
March 3, 1995 - December 31, 1995
JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
Boston, MA
June 18, 1993 - August 19, 1998
THE GREAT-WEST LIFE ASSURANCE COMPANY·CRD# 5927
BD
Englewood, CO
July 7, 1982 - June 22, 1993

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Current Firm

MS
MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

CRD#: 4806 / SEC#: 8-15313
BD
Terminated by SEC on 11/12/2011

Contact Information

Established

Michigan since 07/07/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LPL INDEPENDENT ADVISOR SERVICE GROUP LLCPARENT COMPANY—
BROWN, STEPHANIE LEIGHDIRECTOR/SECRETARY1973369
DWYER, WILLIAM EDWARD IIIDIRECTOR1274680
KALBAUGH, JOHN ANDREWCHIEF EXECUTIVE OFFICER/CHAIRMAN/DIRECTOR1821773
MITCHELL, CHRISTOPHER MILLSCFO/FINOP2420144
STEARNS, ESTHER MARIONDIRECTOR1088948
VANNOY-PINEDA, KATHLEEN DENISECHIEF COMPLIANCE OFFICER1347526

Disclosures

Regulatory Event

6

Arbitration

17

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1982About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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