Sander L. Lenenberg
Professional summary
Sander Lee Lenenberg was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sander is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Sander had worked at 3 firms, which includes MUTUAL SERVICE CORPORATION, JOHN HANCOCK DISTRIBUTORS LLC, THE GREAT-WEST LIFE ASSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 1996 - December 31, 1996
MUTUAL SERVICE CORPORATION
March 3, 1995 - December 31, 1995
MUTUAL SERVICE CORPORATION
June 18, 1993 - August 19, 1998
JOHN HANCOCK DISTRIBUTORS LLC
July 7, 1982 - June 22, 1993
THE GREAT-WEST LIFE ASSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL SERVICE CORPORATION
CRD#: 4806 / SEC#: , 8-15313
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL INDEPENDENT ADVISOR SERVICE GROUP LLC | PARENT COMPANY | |
| BROWN, STEPHANIE LEIGH | DIRECTOR/SECRETARY | 1973369 |
| DWYER, WILLIAM EDWARD III | DIRECTOR | 1274680 |
| KALBAUGH, JOHN ANDREW | CHIEF EXECUTIVE OFFICER/CHAIRMAN/DIRECTOR | 1821773 |
| MITCHELL, CHRISTOPHER MILLS | CFO/FINOP | 2420144 |
| STEARNS, ESTHER MARION | DIRECTOR | 1088948 |
| VANNOY-PINEDA, KATHLEEN DENISE | CHIEF COMPLIANCE OFFICER | 1347526 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 17 |
Red Flags
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