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JS

Jay S. Steger

MY-FINANCIAL-ADVOCATE
INDIANAPOLIS, IN 46226
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CRD#: 1049413
JS

Professional summary


Jay Stanley Steger is a registered financial advisor currently at MY-FINANCIAL-ADVOCATE located in Indianapolis, Indiana.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Jay has worked at 8 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ACCESS PAYROLL OF AMERICA, LLC. NOT INVESTMENT RELATED, 1437 N. PARK AVENUE,INDPLS. IN 46202. PAYROLL PROCESSING CEO, 10 HOURS, CEO ACCESS PLANNING OF AMERICA, INSURANCE, CEO 10 HOURS, 10 HOURS INSURANCE, CEO

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jay Stanley Steger's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 15, 2015 - Present

MY-FINANCIAL-ADVOCATE

Office #1: 4839 Mallard View Lane, Indianapolis, IN 46226
RIA
CRD#: 159638
INDIANAPOLIS, IN
Past

February 17, 2012 - December 31, 2014

MY-FINANCIAL-ADVOCATE

RIA
CRD#: 159638
INDIANAPOLIS, IN
Past

March 2, 2007 - October 12, 2009

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
INDIANAPOLIS, IN
Past

March 2, 2007 - October 12, 2009

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

March 21, 2003 - February 14, 2008

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
INDIANAPOLIS, IN
Past

February 26, 2003 - March 26, 2007

SECURITIES AMERICA, INC.

BD
CRD#: 10205
INDIANAPOLIS, IN
Past

January 2, 2003 - February 14, 2003

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
SYRACUSE, NY
Past

June 29, 2000 - December 31, 2002

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
SYRACUSE, NY
Past

January 5, 1989 - June 16, 2000

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

February 19, 1986 - January 9, 1989

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

June 4, 1982 - September 8, 1982

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(4/15/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 2/20/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


MY
MY-FINANCIAL-ADVOCATE
MY-FINANCIAL-ADVOCATE | THE FINANCIAL ADVOCATE CORPORATION | PATHWAYS INVESTMENT RESEARCH | PATHWAY FINANCIAL GROUP, LLC

CRD#: 159638 / SEC#:

Indiana
Registered Investment Advisory firm - (4/15/2015 Approved)
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Contact information


Main Address
4839 Mallard View Lane, Indianapolis, IN 46226
Mailing Address
Phone number
(866) 734-9688
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts3
AUM (Assets Under Management)$ 8,074,891

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MY-FINANCIAL-ADVOCATE

CRD#: 159638Indianapolis, IN 46226

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