Charles L. Hedrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Lowell Hedrick JR, who also goes by Charles Lowell Hedrick, was a registered financial advisor .
Charles is a previously registered financial advisor and started their career in finance in 1982. Charles had worked at 7 firms and has passed the Series 63, Series 7, Series 2, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2005 - September 14, 2012
CORNERSTONE ASSET MANAGEMENT, INC.
October 26, 2000 - August 11, 2005
WELLS FARGO BROKERAGE SERVICES, L.L.C.
July 1, 1999 - December 20, 2000
WELLS FARGO SECURITIES, LLC
February 20, 1998 - July 1, 1999
FIRST SECURITY CAPITAL MARKETS, INC.
July 8, 1997 - June 14, 2005
CORNERSTONE ASSET MANAGEMENT, INC.
August 25, 1994 - February 11, 1998
SANTA BARBARA SECURITIES, INC.
May 30, 1990 - November 2, 1992
TRIQUEST FINANCIAL, INC.
May 13, 1982 - June 3, 1988
FINANCIAL MARKET SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/17/1980
Non-Member General Securities ExaminationCurrent Firm
CORNERSTONE ASSET MANAGEMENT, INC.
CRD#: 129731 / SEC#: 801-63480
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
Red Flags
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