Jeri L. Mann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeri L Mann, who also goes by Jeri Moe Mann, was a registered financial professional .
Jeri is a previously registered financial professional and started their career in finance in 1982. Jeri had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1997 - August 5, 2019
PROFESSIONAL FINANCIAL ADVISORS INC
August 8, 1989 - November 5, 2013
PACIFIC FINANCIAL ASSOCIATES, INC.
March 14, 1984 - September 11, 1989
ASSOCIATED SECURITIES CORP.
July 14, 1983 - January 30, 1984
CETERA WEALTH SERVICES, LLC
June 28, 1982 - July 7, 1983
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PROFESSIONAL FINANCIAL ADVISORS INC
CRD#: 105296 / SEC#: 801-21205
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 23,600,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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