William H. Averill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Hamilton Averill, who also goes by Bill Averill, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 11 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 1999 - November 20, 2000
BLUE VASE SECURITIES, LLC
July 28, 1998 - April 20, 1999
SUNSET FINANCIAL SERVICES, INC.
September 9, 1996 - December 31, 1997
POLARIS FINANCIAL SERVICES, INC.
November 28, 1995 - July 24, 1996
CETERA WEALTH SERVICES, LLC
August 15, 1994 - October 2, 1995
ALLSTATE FINANCIAL SERVICES, LLC
February 15, 1994 - August 11, 1994
PNC BROKERAGE CORP
January 1, 1992 - March 11, 1994
CETERA WEALTH SERVICES, LLC
July 15, 1991 - January 1, 1992
CHRIS SECURITIES INC.
September 20, 1989 - January 1, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 20, 1989 - January 1, 1991
SIGNATOR INVESTORS, INC.
March 3, 1987 - July 21, 1989
MONARCH SECURITIES, INC.
May 24, 1982 - April 13, 1987
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUE VASE SECURITIES, LLC
CRD#: 46765 / SEC#: , 8-51528
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLUE VASE HOLDINGS, LLC | LIMITED LIABILITY COMPANY | |
| DOOLEY, SCOTT TIMOTHY | SUPERVISING TRADING PRINCIPAL / MEMBER | 4225054 |
| FISHER, BRIAN EDWARD | VICE PRESIDENT, SECRETARY, MUNICIPAL PRINCIPAL, OPERATIONS PRINCIPAL / MANAGER | 3253170 |
| GERWING, TIMOTHY ALAN | IT DEPT / MEMBER | 4594031 |
| HOLMES, SUSAN LOUISE | CHIEF COMPLIANCE OFFICER, FINOP, SENIOR OPTIONS PRINCIPAL / MANAGER | 2447692 |
| LAUGHLIN, WILLIAM HAROLD III | VICE PRESIDENT SALES AND MARKETING | 1527661 |
| MCCORMICK, CLIFFORD MICHAEL | PRESIDENT , CEO / GENERAL MANAGER | 1566236 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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