John C. Downing

HINDS FINANCIAL GROUP

LAKEWOOD, CO 80228

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CRD#: 1049179

Professional summary

John Carter Downing, who also goes by John Carter Downing II, is a registered financial advisor currently at HINDS FINANCIAL GROUP INC located in Lakewood, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. John has worked at 9 firms and has passed the Series 66, SIE, Series 22 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

John Carter Downing Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/1970; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: HINDS FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: 141 UNION BLVD, SUITE 350, LAKEWOOD, CO 80228, NATURE OF BUSINESS: FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE, START DATE: 2001, APPROX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: FINANCIAL AND INVESTMENT ADVISORY SERVICES; 3. NAME OF OTHER BUSINESS: THE DOWN COURT GROUP, INC; INVESTMENT RELATED: YES; ADDRESS: 5299 DTC BLVD STE 540, GREENWOOD VILLAGE, CO 80111; NATURE OF BUSINESS: FIXED INSURANCE; POSITION/TITLE/RELATIONSHIP: PRESIDENT; START DATE: 05/2017; APX NUMBER OF HOURS PER WEEK: 40; BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Carter Downing's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2006 - Present

HINDS FINANCIAL GROUP INC

Office #1: 141 Union Blvd. Suite 350, Lakewood, CO 80228

RIA

CRD#: 129971

LAKEWOOD, CO

Past

June 29, 2023 - August 17, 2026

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LAKEWOOD, CO

Past

September 14, 2001 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

LAKEWOOD, CO

Past

August 8, 2001 - March 24, 2006

HINDS FINANCIAL GROUP

RIA

CRD#: 109260

ENGLEWOOD, CO

Past

July 30, 2001 - August 17, 2026

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LAKEWOOD, CO

Past

August 22, 1997 - August 27, 2001

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

July 16, 1993 - August 20, 1997

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

January 29, 1992 - June 28, 1994

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

October 21, 1988 - January 6, 1992

PHILADELPHIA FINANCIAL ADVISORS, INC.

CRD#: 7149

PHILADELPHIA, PA

Past

December 5, 1983 - August 11, 1993

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HINDS FINANCIAL GROUP INC

HINDS FINANCIAL GROUP INC | THE HINDS GROUP

CRD#: 129971 / SEC#: 801-62684

RIA

Registered Investment Advisory firm - (1/16/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/7/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/4/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 2/7/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/1/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HINDS FINANCIAL GROUP INC

HINDS FINANCIAL GROUP INC | THE HINDS GROUP

CRD#: 129971 / SEC#: 801-62684

RIA

Registered Investment Advisory firm - (1/16/2004 Approved)

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Contact information

Main Address

141 Union Blvd. Suite 350, Lakewood, CO 80228

Mailing Address

Phone number

(303) 985-9889

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HINDS FINANCIAL GROUP INC ADV BROCHURE (12/11/2024)

Regulatory assets under management

Total Number of Accounts	632
AUM (Assets Under Management)	$ 496,088,506

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John C. Downing

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Carter Downing's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

HINDS FINANCIAL GROUP

CETERA WEALTH SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

NEW ENGLAND SECURITIES

PHILADELPHIA FINANCIAL ADVISORS, INC.

GREEN HILL FINANCIAL SERVICE CORPORATION

Primary Firm SEC Registration

HINDS FINANCIAL GROUP INC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/4/1999

SIE

Date: 10/1/2018

Series 22

Date: 2/7/1984

Series 6

Date: 12/1/1983

Current Firm

HINDS FINANCIAL GROUP INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HINDS FINANCIAL GROUP INC

TRUST BUT VERIFY

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