Victor Greto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Greto was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1982. Victor had worked at 7 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2006 - February 8, 2012
L.O. THOMAS & CO. INC.
November 15, 2002 - August 22, 2006
NEXT FINANCIAL GROUP, INC.
December 11, 1996 - November 15, 2002
BRYN MAWR SECURITIES INC.
July 19, 1996 - December 11, 1996
BUCKHEAD FINANCIAL CORPORATION
September 1, 1993 - June 27, 1996
WALNUT STREET SECURITIES, INC.
September 25, 1989 - September 9, 1993
AMERICAN CAPITAL CORPORATION
November 18, 1982 - October 3, 1989
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
L.O. THOMAS & CO. INC.
CRD#: 23657 / SEC#: , 8-40875
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RISLEY, JOHN WESLEY JR | PRESIDENT, FINOP, CEO,CCO | 844622 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
