Gary L. Flater
Professional summary
Gary Lynn Flater was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary is a previously registered financial advisor and started their career in finance in 1982. Prior to being barred, Gary had worked at 8 firms, which includes DOMINION INVESTMENT ADVISORS LLC, RMIN SECURITIES INC., MCL FINANCIAL GROUP INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, OSAIC FA INC., GLOBAL FINANCIAL GROUP INC., CONSOLIDATED INVESTMENT SERVICES INC., INTEGRATED RESOURCES EQUITY CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2011 - April 30, 2012
DOMINION INVESTMENT ADVISORS, LLC
August 14, 2007 - October 5, 2007
RMIN SECURITIES, INC.
January 1, 1999 - December 2, 2011
MCL FINANCIAL GROUP, INC.
September 16, 1996 - June 13, 2011
MCL FINANCIAL GROUP, INC.
August 9, 1993 - April 17, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 9, 1993 - April 17, 1996
OSAIC FA, INC.
August 25, 1989 - November 25, 1996
GLOBAL FINANCIAL GROUP, INC.
August 8, 1985 - August 30, 1989
CONSOLIDATED INVESTMENT SERVICES, INC.
August 26, 1982 - October 3, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
DOMINION INVESTMENT ADVISORS, LLC
CRD#: 150995 / SEC#:
Contact information
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