Barbara A. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Ann Andrews, who also goes by Barbara Ann Blakely, Barbara Ann Winfrey, was a registered financial advisor .
Barbara is a previously registered financial advisor and started their career in finance in 1982. Barbara had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2011 - January 28, 2014
ALLSTATE FINANCIAL ADVISORS, LLC
July 14, 2004 - January 28, 2014
ALLSTATE FINANCIAL SERVICES, LLC
September 30, 2002 - June 22, 2004
NCF FINANCIAL SERVICES, INC.
September 30, 2002 - June 22, 2004
NCF FINANCIAL SERVICES, INC.
September 16, 2002 - September 30, 2002
INVEST FINANCIAL CORPORATION
August 23, 2002 - September 30, 2002
INVEST FINANCIAL CORPORATION
August 29, 1995 - March 26, 2002
INVEST FINANCIAL CORPORATION
August 24, 1995 - March 26, 2002
INVEST FINANCIAL CORPORATION
June 30, 1993 - August 1, 1995
BOATMEN'S INVESTMENT SERVICES, INC.
November 4, 1992 - June 29, 1993
H & R BLOCK FINANCIAL CORPORATION
August 15, 1988 - July 9, 1992
GRIFFIN FINANCIAL SERVICES
November 15, 1985 - January 26, 1988
PRIMELINE SECURITIES CORP.
March 22, 1984 - October 3, 1985
TITAN/VALUE EQUITIES GROUP, INC.
August 12, 1982 - March 21, 1984
BOARDWALK CAPITAL CORPORATION
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
