Teresa A. Pappas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Ann Pappas, who also goes by Teresa Ann Pappagianis, Teresa Pappagianis, Pap Pappas, Teresa Robinson, was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 1982. Teresa had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2017 - November 27, 2019
280 SECURITIES LLC
July 10, 1997 - June 16, 2015
CHARLES SCHWAB & CO., INC.
October 9, 1996 - May 8, 1997
SUTTER SECURITIES INCORPORATED
February 9, 1995 - July 2, 1996
WELLS FARGO SECURITIES, LLC
March 26, 1987 - November 30, 1994
SUTRO & CO. INCORPORATED
November 24, 1982 - March 10, 1986
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
280 SECURITIES LLC
CRD#: 284939 / SEC#: , 8-69819
Contact information
Documents
Red Flags
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