Robert C. Mateicka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Mateicka, who also goes by Bob Mateicka, Robert C Mateicka, Robert C Meteicka, Robert Charles Meteicka, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7, Series 9, Series 10, Series 14, Series 53, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2007 - December 31, 2011
LADENBURG THALMANN FUND MANAGEMENT LLC
December 19, 2006 - April 19, 2022
LADENBURG THALMANN ASSET MANAGEMENT INC
December 18, 2006 - April 19, 2022
LADENBURG THALMANN & CO. INC.
January 26, 2006 - December 20, 2006
JOSEPH GUNNAR & CO. LLC
August 23, 2004 - January 24, 2006
STERLING FINANCIAL INVESTMENT GROUP, INC.
October 11, 2002 - August 20, 2004
WESTROCK ADVISORS, INC.
September 6, 2002 - November 12, 2002
CANACCORD GENUITY SECURITIES LLC
August 12, 2002 - August 26, 2002
SPENCER CLARKE LLC
July 14, 1999 - August 27, 2002
CANACCORD GENUITY SECURITIES LLC
February 8, 1999 - July 28, 1999
CIBC WORLD MARKETS CORP.
July 12, 1996 - February 8, 1999
JPMSI
May 20, 1982 - July 23, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 6/17/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LADENBURG THALMANN FUND MANAGEMENT LLC
CRD#: 129787 / SEC#: 801-63441
Contact information
Red Flags
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