Marcia B. Cohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcia Beth Cohn was a registered financial professional .
Marcia is a previously registered financial professional and started their career in finance in 1982. Marcia had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 1992 - August 18, 1998
M. A. BERMAN CO.
June 25, 1990 - December 7, 1990
ALLIED CAPITAL, INC.
July 14, 1988 - January 11, 2010
COHMAD SECURITIES CORPORATION
June 24, 1982 - June 16, 1988
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/25/1998
Limited Representative-Equity Trader ExamCurrent Firm
M. A. BERMAN CO.
CRD#: 8558 / SEC#: , 8-25604
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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