Albert E. Heiles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Edward Heiles JR, who also goes by Jr Albert Edward Heiles, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1982. Albert had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2011 - December 31, 2014
HAZARD & SIEGEL, INC.
January 4, 2005 - November 4, 2009
PACIFIC SELECT DISTRIBUTORS, LLC
November 12, 1998 - December 31, 2004
MUTUAL SERVICE CORPORATION
November 9, 1983 - October 1, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
December 14, 1982 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
December 14, 1982 - December 18, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 14, 1982 - December 18, 1998
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
