Michael A. Hauser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Arthur Hauser, who also goes by Mike Hauser, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 1991 - February 26, 1998
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
March 5, 1990 - August 24, 2012
COLLIER BROWNE & COMPANY
January 2, 1988 - June 8, 1990
MML INVESTORS SERVICES, LLC
November 13, 1985 - November 6, 1989
RDSC, LLC
March 25, 1983 - November 23, 1985
QUEEN CITY SECURITIES CORPORATION
March 22, 1983 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/21/1999
Limited Representative-Equity Trader ExamCurrent Firm
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
CRD#: 24220 / SEC#: , 8-41042
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANADA LIFE INSURANCE COMPANY OF AMERICA | PARENT | |
| BYRNE, BEVERLY ANN | SECRETARY | 1983774 |
| DERBACK, GLEN RAY | TREASURER | 1330783 |
| GILE, SUSAN CURTIS | ADMINISTRATIVE OFFICER | 1689044 |
| LAEYENDECKER, RONALD JOHN | VICE PRESIDENT | 2420179 |
| LUIZ, TERESA LYNN | COMPLIANCE OFFICER | 1573186 |
| MAIERS, MARY CAROL | INVESTMENTS COMPLIANCE OFFICER & FINANCIAL OPERATIONS PRINCIPAL | 4468209 |
| MCDONALD, GRAHAM RICHARD | DIRECTOR | 1250661 |
| NELSON, CHARLES PATRICK | DIRECTOR & PRESIDENT | 1161349 |
| SHAW, ROBERT KENNETH | DIRECTOR | 1224633 |
Red Flags
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