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MI

Mary S. Ide

Some features on this profile are disabled
CRD#: 1048889
MI

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mary Savage Ide was a registered financial professional .

Mary is a previously registered financial professional and started their career in finance in 1982. Mary had worked at 9 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 14, 2011 - March 12, 2014

HWJ CAPITAL PARTNERS II, LLC

BD
CRD#: 132135
BOCA RATON, FL
Past

June 13, 2005 - December 14, 2010

HWJ CAPITAL PARTNERS II, LLC

BD
CRD#: 132135
NEW YORK, NY
Past

July 7, 2000 - January 19, 2005

MILLER TABAK + CO., LLC

BD
CRD#: 47293
NEW YORK, NY
Past

September 22, 1999 - April 7, 2005

INTL FCSTONE CREDIT TRADING LLC

BD
CRD#: 41025
NEW YORK, NY
Past

June 14, 1999 - July 7, 2000

MILLER TABAK HIRSCH & CO.

BD
CRD#: 10384
NEW YORK, NY
Past

November 25, 1998 - June 24, 1999

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

October 7, 1994 - December 21, 1998

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
NEW YORK, NY
Past

July 17, 1990 - July 15, 1994

ALEX. BROWN & SONS INCORPORATED

BD
CRD#: 20
Past

May 31, 1988 - July 23, 1990

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 20, 1982 - May 25, 1988

LEHMAN BROTHERS INC.

BD
CRD#: 7506

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/13/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/1982
General Securities Representative Examination

Current Firm

HC
HWJ CAPITAL PARTNERS II, LLC
HWJ CAPITAL PARTNERS II, LLC

CRD#: 132135 / SEC#: , 8-66560

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
7400 North Federal Highway Suite A5, Boca Raton, FL 33487
Mailing Address
7400 North Federal Highway Suite A5, Boca Raton, FL 33487
Phone number
(561) 910-5732
Established
Delaware since 04/26/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HARCH, JOSEPH WILLIAMMANAGING MEMBER, CCO, CFO1331665

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HWJ CAPITAL PARTNERS II, LLC

CRD#: 132135

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