Mary S. Ide
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Savage Ide was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1982. Mary had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2011 - March 12, 2014
HWJ CAPITAL PARTNERS II, LLC
June 13, 2005 - December 14, 2010
HWJ CAPITAL PARTNERS II, LLC
July 7, 2000 - January 19, 2005
MILLER TABAK + CO., LLC
September 22, 1999 - April 7, 2005
INTL FCSTONE CREDIT TRADING LLC
June 14, 1999 - July 7, 2000
MILLER TABAK HIRSCH & CO.
November 25, 1998 - June 24, 1999
RBC CAPITAL MARKETS, LLC
October 7, 1994 - December 21, 1998
GLEACHER & COMPANY SECURITIES, INC.
July 17, 1990 - July 15, 1994
ALEX. BROWN & SONS INCORPORATED
May 31, 1988 - July 23, 1990
CITIGROUP GLOBAL MARKETS INC.
May 20, 1982 - May 25, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HWJ CAPITAL PARTNERS II, LLC
CRD#: 132135 / SEC#: , 8-66560
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARCH, JOSEPH WILLIAM | MANAGING MEMBER, CCO, CFO | 1331665 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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