PK
Peter M. Kizis
VICUS CAPITAL
Forty Fort, PA 18704
Some features on this profile are disabled
CRD#: 1048877
PK
Professional summary
Peter Michael Kizis is a registered financial advisor currently at VICUS CAPITAL, INC. located in Forty Fort, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Forty Fort, Pennsylvania.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Peter has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 06/1997, 20HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ACCIDENT, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; (2) IMG, INC. & PFG, MANAGING GENERAL AGENT, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAMES FOR FIXED INSURANCE, START 06/1997, 20HRS/WK (TRADING HOURS), INSURANCE AGENT; (3) NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. - CRD#116021; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 07/2022; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT;
CRS (Client Relationship Summary) - RIA
Click below to view Peter Michael Kizis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2022 - Present
VICUS CAPITAL, INC.
Office #1: 1600 Wyoming Avenue, Forty Fort, PA 18704RIA
CRD#: 116021
Forty Fort, PA
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1600 Wyoming Ave, Forty Fort, PA 18704BD
CRD#: 13572
Forty Fort, PA
Past
May 3, 2001 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
KINGSTON, PA
Past
August 3, 1988 - March 7, 1997
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(1/4/2022)
RR
Florida(6/8/2016)
RR
New Jersey(12/3/2024)
RR
New York(6/13/2016)
RR
Pennsylvania(9/3/2013)
IAR
Pennsylvania(8/12/2022)
RR
South Carolina(1/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VICUS CAPITAL, INC.
CRD#: 116021Forty Fort, PA 18704TRUST BUT VERIFY
Monitor Peter Kizis
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
