Michael S. Dwyer
Professional summary
Michael Shannon Dwyer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Michael had worked at 7 firms, which includes AMERICAN HEARTLAND INVESTMENTS INC., FIRST SPRINGFIELD SECURITIES INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, OSAIC FA INC., BMA FINANCIAL SERVICES INC., LOWELL H. LISTROM & COMPANY INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 1998 - December 14, 1999
AMERICAN HEARTLAND INVESTMENTS INC.
September 1, 1994 - May 26, 1998
FIRST SPRINGFIELD SECURITIES, INC.
April 24, 1989 - August 3, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 24, 1989 - August 3, 1994
OSAIC FA, INC.
October 30, 1987 - March 20, 1989
BMA FINANCIAL SERVICES, INC.
March 27, 1986 - October 7, 1987
LOWELL H. LISTROM & COMPANY INC.
February 24, 1986 - March 11, 1986
LOWELL H. LISTROM & COMPANY INC.
July 7, 1982 - February 28, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AMERICAN HEARTLAND INVESTMENTS INC.
CRD#: 19768 / SEC#: , 8-39577
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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