John G. Pearce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John George Pearce was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 10 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 1997 - July 19, 1999
TRAFALGAR FINANCIAL SERVICES, INC.
November 13, 1995 - July 8, 1996
TRAFALGAR FINANCIAL SERVICES, INC.
February 6, 1992 - August 24, 1994
J. PEARCE SECURITIES, INC.
July 23, 1990 - December 17, 1991
NETWORK 1 FINANCIAL SECURITIES INC.
December 5, 1989 - May 4, 1990
H.J. MEYERS & CO., INC.
January 2, 1987 - December 2, 1989
J. W. GANT & ASSOCIATES, INC.
January 21, 1986 - January 2, 1987
MICHELIN AND COMPANY, INC.
November 20, 1985 - July 14, 1986
STEVEN ANDREW & COMPANY, INC.
April 1, 1985 - January 1, 1986
BRODIS SECURITIES INCORPORATED
December 2, 1983 - April 8, 1985
EMPIRE NATIONAL SECURITIES, INCORPORATED
September 27, 1982 - December 2, 1983
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRAFALGAR FINANCIAL SERVICES, INC.
CRD#: 36099 / SEC#: , 8-47170
Contact information
Documents
Red Flags
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