Oleg M. Pohotsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oleg Michael Pohotsky, who also goes by Oleh Pohockyj, was a registered financial professional .
Oleg is a previously registered financial professional and started their career in finance in 1982. Oleg had worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2004 - July 18, 2022
KAUFMAN & COMPANY, LLC
June 14, 1994 - January 11, 2002
GLEACHER & COMPANY SECURITIES, INC.
October 13, 1983 - February 8, 1985
J.P. MORGAN SECURITIES LLC
June 28, 1982 - September 14, 1983
COOLIDGE SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
KAUFMAN & COMPANY, LLC
CRD#: 10924 / SEC#: , 8-27911
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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