Frank N. Mastrapasqua

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CRD#: 1048619

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Frank Nmn Mastrapasqua, who also goes by Frank Mastrapasqua, was a registered financial professional .

Frank is a previously registered financial professional and started their career in finance in 1982. Frank had worked at 6 firms and has passed the Series 63, Series 65, Series 7, Series 16, Series 5 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Frank Mastrapasqua

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

General Partner, 814 Church Street Partnership (family real estate investment partnership; Address: 320 Woodmont Boulevard, Nashville, TN 37205; Hours devoted: zero Chairman, M Capital Advisors in Nashville, TN Hours Devoted: 40 per week

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 18, 2023 - December 31, 2025

SEQUOIA FINANCIAL GROUP, L.L.C.

RIA

CRD#: 117756

Nashville, TN

Past

August 10, 2010 - December 19, 2011

MASTRAPASQUA ASSET MANAGEMENT

RIA

CRD#: 107301

NASHVILLE, TN

Past

July 18, 1995 - December 31, 2023

M CAPITAL ADVISORS

RIA

CRD#: 107560

NASHVILLE, TN

Past

February 16, 1995 - August 24, 1995

TRANS FINANCIAL INVESTMENT SERVICES, INC.

CRD#: 36539

NASHVILLE, TN

Past

October 21, 1987 - March 4, 1993

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

April 23, 1982 - July 22, 1986

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEQUOIA FINANCIAL GROUP, L.L.C.

CRD#: 117756 / SEC#: 801-61089

RIA

Registered Investment Advisory firm - (4/19/2002 Approved)

Ohio

Registered Investment Advisory firm - (5/10/2002 Terminated)

Oregon

Registered Investment Advisory firm - (10/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/12/1995

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/8/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/15/1982

General Securities Representative Examination

General Industry/Product Exam

Series 16

Date: 4/17/1982

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 5

Date: 10/14/1981

Interest Rate Options Examination

Principal/Supervisory Exam

Series 8

Date: 1/30/1990

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SEQUOIA FINANCIAL GROUP, L.L.C.

CRD#: 117756 / SEC#: 801-61089

RIA

Registered Investment Advisory firm - (4/19/2002 Approved)

Ohio

Registered Investment Advisory firm - (5/10/2002 Terminated)

Oregon

Registered Investment Advisory firm - (10/22/2018 Terminated)

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Contact information

Main Address

3500 Embassy Parkway, Akron, OH 44333

Mailing Address

Phone number

(330) 375-9480

Established

Firm type

Fiscal year end

# of Employees

296

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEQUOIA FINANCIAL ADVISORS, LLC ADV PART 2A 2-2025 (8/15/2025)

Regulatory assets under management

Total Number of Accounts	28,338
AUM (Assets Under Management)	$ 23,033,619,111

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/18/2025	Cover Page	Report
11/19/2024	Cover Page	Report
01/10/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Frank N. Mastrapasqua

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MASTRAPASQUA ASSET MANAGEMENT

M CAPITAL ADVISORS

TRANS FINANCIAL INVESTMENT SERVICES, INC.

J.C. BRADFORD & CO.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

SEQUOIA FINANCIAL GROUP, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/12/1995

Series 65

Date: 6/8/1992

Series 7

Date: 5/15/1982

Series 16

Date: 4/17/1982

Series 5

Date: 10/14/1981

Series 8

Date: 1/30/1990

Current Firm

SEQUOIA FINANCIAL GROUP, L.L.C.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SEQUOIA FINANCIAL GROUP, L.L.C.

TRUST BUT VERIFY

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