AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KB

Kay H. Baird

Some features on this profile are disabled
CRD#: 10486
KB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kay Hugh Baird was a registered financial professional .

Kay is a previously registered financial professional and started their career in finance in 1970. Kay had worked at 7 firms and has passed the Series 63, Series 1, Series 24, Series 27 and Series 00 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 21, 1999 - September 9, 2004

BAIRD MANAGEMENT CORPORATION

BD
CRD#: 45556
IRVING, TX
Past

March 6, 1997 - December 31, 1998

RETIREMENT INVESTMENT GROUP

BD
CRD#: 7421
HOUSTON, TX
Past

September 3, 1996 - March 12, 1997

INVESTMENT PROFESSIONALS, INC.

BD
CRD#: 30184
SAN ANTONIO, TX
Past

April 8, 1992 - June 5, 1996

SECU BROKERAGE SERVICES

BD
CRD#: 19899
RALEIGH, NC
Past

February 11, 1992 - April 21, 1992

RETIREMENT INVESTMENT GROUP

BD
CRD#: 7421
Past

February 10, 1989 - April 21, 1992

RETIREMENT INVESTMENT GROUP

BD
CRD#: 7421
HOUSTON, TX
Past

January 5, 1984 - December 17, 1988

SOURCE SECURITIES, INC.

BD
CRD#: 8026
Past

December 7, 1979 - September 1, 1983

RETIREMENT INVESTMENT GROUP

BD
CRD#: 7421
Past

April 24, 1975 - January 31, 1977

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Past

February 16, 1970 - October 29, 1975

FINANCIAL SERVICE CORPORATION OF AMERICA

BD
CRD#: 292

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/29/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 3/7/1961
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/11/1995
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/11/1977
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 00
Date: 1/29/1970
General Securities Principal Examination

Current Firm

BM
BAIRD MANAGEMENT CORPORATION
BAIRD MANAGEMENT CORPORATION

CRD#: 45556 / SEC#: , 8-51096

BD
Terminated by SEC on 01/16/2005
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 04/14/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
THE FINANCIAL SOURCE GROUP, INC.OWNER
BAIRD, RICHARD ALLENCOMPLIANCE OFFICER2266227
BAIRD, RICHARD ALLENPRESIDENT2266227
TSIOUMAS, PAULA KAYFIN-OP3250718

Disclosures

Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAIRD MANAGEMENT CORPORATION

CRD#: 45556

TRUST BUT VERIFY

Monitor Kay Baird

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics