RB
Rodney A. Bench
M HOLDINGS SECURITIES
Seattle, WA 98101
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CRD#: 1048323
RB
Professional summary
Rodney Allen Bench, who also goes by Rodney A Bench, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Seattle, Washington.
Rodney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Rodney has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rodney A Bench
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Michael J. Snyder Trust; 03/15/2007; Trustee; Hold and Administer Trust Estate; Investment Related; 1 hour/month; 0 hours/month during business hours; No compensation. 2) Stephen S. Snyder Trust; 10/13/1999; Trustee; Hold and Administer Trust Estate; Investment Related; 1 hour/month; 0 hours/month during business hours; No compensation. 3) Two Belles Farm; 3276 Vichy Avenue, Napa, CA 94558; 10/01/2015; Member; Vineyard ?? grow and sell wine grapes; Not Investment Related; 10 hours/month; 0 hours/month during business hours; Proceeds from grape sales. 4) Pillar International Insurance Advisors; 601 Union Street, Suite 1501, Seattle, WA 98101; 10/16/2016; Principal; Insurance placement, securities sales (variable life); Investment Related; 150 hours/month; 150 hours/month during business hours; Commissions.
CRS (Client Relationship Summary) - RIA
Click below to view Rodney Allen Bench's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Rodney Allen Bench's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2017 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 600 University Street Suite 2800, Seattle, WA 98101RIA
BD
CRD#: 43285
Seattle, WA
Current
August 24, 2010 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 600 University Street Suite 2800, Seattle, WA 98101RIA
BD
CRD#: 43285
Seattle, WA
Past
June 1, 2015 - February 6, 2023
COLUMBIA PACIFIC WEALTH MANAGEMENT
RIA
CRD#: 156225
SEATTLE, WA
Past
April 6, 2010 - April 7, 2017
KIBBLE & PRENTICE HOLDING COMPANY
RIA
CRD#: 127672
SEATTLE, WA
Past
June 4, 2002 - November 16, 2010
OSAGE INVESTMENTS, INC.
BD
CRD#: 118539
SEATTLE, WA
Past
May 13, 1998 - November 13, 2002
NATHAN & LEWIS SECURITIES, INC.
RIA
CRD#: 8503
SEATTLE, WA
Past
April 20, 1998 - November 13, 2002
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
September 30, 1996 - April 29, 1998
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
August 1, 1995 - March 22, 2010
RA BENCH, INC
RIA
CRD#: 108011
SEATTLE, WA
Past
December 17, 1993 - April 21, 1998
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
July 1, 1983 - December 31, 1995
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/16/2018)
RR
California(8/24/2010)
RR
Colorado(8/24/2010)
RR
Connecticut(11/16/2018)
RR
Florida(9/10/2012)
RR
Idaho(8/24/2010)
RR
Minnesota(8/24/2010)
RR
New York(9/12/2012)
RR
Ohio(8/24/2010)
RR
Oregon(8/24/2010)
RR
Virginia(8/24/2010)
RR
Washington(8/24/2010)
IAR
Washington(4/10/2017)
RR
Wyoming(7/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
