Bruce W. Lindsay
KEYSTONE FINANCIAL GROUP
Louisville, KY 40207
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CRD#: 1048274
Professional summary
Bruce William Lindsay, CFP® is a registered financial advisor currently at KEYSTONE FINANCIAL GROUP, LLC located in Louisville, Kentucky and LPL FINANCIAL LLC located in Prospect, Kentucky.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Bruce has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
Insurance Planning
Retirement Income Management
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/02/2006 - Non-Variable Insurance - INSURANCE COMPANIES (VARIOUS) - Investment Related - At Reported Business Location(s) 2. 02/20/2024 - Keystone Financial Group LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started: 2/5/2024 - 160 Hrs/Mo; 8 Hr During Trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/01/2024 - Keystone Financial Group LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/05/2024 - 125 Hours per Month/ 8 Hours During Trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 125 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Bruce William Lindsay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
February 1, 2024 - Present
KEYSTONE FINANCIAL GROUP, LLC
Office #1: 6013 Brownsboro Park Blvd Suite A, Louisville, KY 40207RIA
CRD#: 170201
Louisville, KY
Current
August 9, 1988 - Present
LPL FINANCIAL LLC
Office #2: 6013 Brownsboro Park Blvd Suite A, Louisville, KY 40207RIA
BD
CRD#: 6413
Prospect, KY
Past
August 28, 1991 - May 2, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
LOUISVILLE, KY
Past
August 23, 1984 - August 25, 1988
EDWARD JONES
BD
CRD#: 250
Past
June 2, 1982 - August 31, 1984
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
June 2, 1982 - August 31, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Past
June 2, 1982 - August 31, 1984
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEYSTONE FINANCIAL GROUP, LLC
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
CRD#: 170201 / SEC#: 801-79274
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/14/1999)
RR
Florida(8/9/1988)
RR
Georgia(8/28/2023)
RR
Indiana(1/8/1991)
RR
Kentucky(8/9/1988)
IAR
Kentucky(2/1/2024)
RR
Missouri(8/30/2018)
RR
New Jersey(1/5/2012)
RR
Rhode Island(6/8/2016)
RR
South Carolina(9/7/2011)
RR
Texas(3/30/2015)
RR
Virginia(8/29/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KEYSTONE FINANCIAL GROUP, LLC
ATHLETIC ESSENTIALS | WATTS FINANCIAL CORP | STONEWALL MANAGEMENT | SOLOPRENUER FINANCIAL | SEALS FINANCIAL PLANNING | R. L. BROWN WEALTH MANAGEMENT | KEYSTONE FINANCIAL GROUP, LLC | JENNINGS AND ASSOCIATES | J.R. YOUNG COMPANY | HARRIS FINANCIAL
CRD#: 170201 / SEC#: 801-79274
RIA
Registered Investment Advisory firm - (2/26/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
527 Wellington Way, Ste 225, Lexington, KY 40503
Mailing Address
Phone number
(859) 317-8316
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,153 |
| AUM (Assets Under Management) | $ 1,858,938,537 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEYSTONE FINANCIAL GROUP, LLC
CRD#: 170201Louisville, KY 40207TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
