Glen A. Dick
Professional summary
Glen Alan Dick is a registered financial professional currently at FIRST WESTERN SECURITIES, INC. located in Oklahoma City, Oklahoma.
Glen is registered as a RR (Registered Representative) and started their career in finance in 1982. Glen has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glen Alan Dick's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2003 - Present
FIRST WESTERN SECURITIES, INC.
Office #1: 5350 Southwestern #203, Oklahoma City, OK 73109January 14, 2000 - December 31, 2002
USALLIANZ SECURITIES, INC.
December 8, 1998 - January 7, 2000
PRO-INTEGRITY SECURITIES, INC.
February 24, 1998 - December 3, 1998
THE LEADERS GROUP, INC.
June 21, 1982 - December 23, 1997
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2003)
(6/3/2025)
Exams
FINRA
Current Firm
FIRST WESTERN SECURITIES, INC.
CRD#: 19537 / SEC#: 801-70430, 8-37613
Contact information
FINRA licenses (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 41,715,412 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
FIRST WESTERN SECURITIES, INC.
CRD#: 19537Oklahoma City, OK 73109TRUST BUT VERIFY
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