Bruce W. Bertsch
Professional summary
Bruce Wayne Bertsch was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bruce is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Bruce had worked at 5 firms, which includes PRIMELINE SECURITIES CORP., WILLIAM M. CADDEN & CO. INC., THE FIDELITY MANAGEMENT CORPORATION, TITAN/VALUE EQUITIES GROUP INC., BOARDWALK CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 1994 - December 23, 1997
PRIMELINE SECURITIES CORP.
April 25, 1989 - April 16, 1990
WILLIAM M. CADDEN & CO., INC.
February 4, 1988 - October 24, 1990
THE FIDELITY MANAGEMENT CORPORATION
August 16, 1985 - June 23, 1987
PRIMELINE SECURITIES CORP.
March 27, 1984 - August 7, 1985
TITAN/VALUE EQUITIES GROUP, INC.
June 25, 1982 - March 20, 1984
BOARDWALK CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PRIMELINE SECURITIES CORP.
CRD#: 15896 / SEC#: , 8-32899
Contact information
Documents
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