Paul D. Barlow

BARLOW, PAUL DAVID

LAGUNA HILLS, CA 92653

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CRD#: 1048088

Professional summary

Paul David Barlow, CFP® is a registered financial advisor currently at BARLOW, PAUL DAVID located in Laguna Hills, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Paul has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Barlow Insurance Services; Non-Investment-Related; 23046 Avenida De La Carlota #430, Laguna Hills, CA 92653; Outside Insurance Sales; Owner; Since 7/23/1987; Approx. 5 hrs/mo, inc. during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul David Barlow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1983

Experience

Current

July 29, 2016 - Present

BARLOW, PAUL DAVID

Office #1: 23332 Mill Creek Suite 105, Laguna Hills, CA 92653

RIA

CRD#: 284512

LAGUNA HILLS, CA

Past

November 4, 2014 - December 9, 2016

GREENBERG GRAHAM ADVISORS LLC

RIA

CRD#: 128726

IRVINE, CA

Past

December 31, 1997 - October 9, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

LAGUNA HILLS, CA

Past

May 26, 1982 - October 9, 2014

LPL FINANCIAL LLC

CRD#: 6413

LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/29/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/22/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/9/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/1982

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/21/1982

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/26/1984

General Securities Principal Examination

Current Firm

BARLOW, PAUL DAVID

CRD#: 284512 / SEC#:

California

Registered Investment Advisory firm - (7/29/2016 Approved)

Texas

Registered Investment Advisory firm - (10/20/2025 Termination Requested)

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Contact information

Main Address

23332 Mill Creek Suite 105, Laguna Hills, CA 92653

Mailing Address

Phone number

(949) 472-4401

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 2,096,231

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul D. Barlow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul David Barlow's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENBERG GRAHAM ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/22/1996

Series 63

Date: 3/30/1983

SIE

Date: 10/9/2014

Series 7

Date: 9/18/1982

Series 22

Date: 5/21/1982

Series 24

Date: 6/26/1984

Current Firm

BARLOW, PAUL DAVID

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARLOW, PAUL DAVID

TRUST BUT VERIFY

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