Christopher B. Milne
Professional summary
Christopher Booth Milne is a registered financial advisor currently at ST. GERMAIN INVESTMENT MANAGEMENT located in Northampton, Massachusetts.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Booth Milne's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2020 - Present
ST. GERMAIN INVESTMENT MANAGEMENT
Office #1: 120 King St, Northampton, MA 01060December 5, 2019 - December 26, 2024
ST. GERMAIN SECURITIES, INC.
April 8, 2019 - January 4, 2021
NEW ENGLAND CAPITAL
November 27, 2012 - December 31, 2018
NEW ENGLAND CAPITAL
December 1, 1983 - March 9, 2020
GAGE-WILEY & CO., INC.
June 21, 1982 - December 8, 1983
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ST. GERMAIN INVESTMENT MANAGEMENT
CRD#: 155186 / SEC#: 801-12471
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/16/2020)
Exams
Current Firm
ST. GERMAIN INVESTMENT MANAGEMENT
CRD#: 155186 / SEC#: 801-12471
Contact information
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,159 |
| AUM (Assets Under Management) | $ 3,099,684,697 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 01/22/2024 | ||
| 12/20/2022 |
Red Flags
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