Doris M. Bodnar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Doris Martinez Bodnar, who also goes by Doris Bodnar, was a registered financial professional .
Doris is a previously registered financial professional and started their career in finance in 1984. Doris had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2013 - December 31, 2022
KOVACK SECURITIES INC.
April 1, 2009 - May 9, 2013
SUMMIT BROKERAGE SERVICES, INC.
March 7, 2003 - April 6, 2009
LPL FINANCIAL LLC
October 1, 1997 - March 7, 2003
OSAIC FS, INC.
May 13, 1997 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
December 7, 1984 - May 23, 1988
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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