Michael P. Sirianni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Peter Sirianni was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 9 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2003 - August 26, 2005
WINEBRENNER CAPITAL PARTNERS, LLC
February 26, 2002 - February 28, 2003
STIFEL INDEPENDENT ADVISORS, LLC
July 24, 1996 - February 28, 2002
SANCTUARY SECURITIES, INC.
September 1, 1994 - August 2, 1996
PRINCIPAL FINANCIAL SECURITIES,INC.
November 27, 1989 - September 1, 1994
HAMILTON INVESTMENTS, INC.
October 17, 1988 - November 29, 1989
DAIN RAUSCHER INCORPORATED
October 4, 1985 - October 17, 1988
THE MILWAUKEE COMPANY
October 20, 1982 - November 3, 1982
SENTRY EQUITY SERVICES, INC.
October 20, 1982 - October 15, 1985
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/14/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WINEBRENNER CAPITAL PARTNERS, LLC
CRD#: 48027 / SEC#: , 8-52006
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
