Anthony E. Holmes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Edward Holmes, who also goes by Tony Holmes, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1982. Anthony had worked at 12 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2012 - March 31, 2014
DBA THE DELTA COMPANY
February 12, 1998 - July 18, 2011
THE CHAMPION GROUP, INC.
February 3, 1997 - June 19, 1997
MSI FINANCIAL SERVICES, INC.
January 13, 1997 - June 19, 1997
METROPOLITAN LIFE INSURANCE COMPANY
November 10, 1993 - March 26, 1996
CITICORP INVESTMENT SERVICES
August 9, 1990 - December 31, 1991
CETERA WEALTH SERVICES, LLC
April 23, 1990 - August 14, 1990
SUNAMERICA SECURITIES, INC.
May 20, 1988 - March 20, 1990
FINANCIAL HORIZONS SECURITIES CORPORATION
August 19, 1986 - May 26, 1987
UR FINANCIAL, INC.
June 21, 1985 - August 27, 1986
SOUTHMARK FINANCIAL SERVICES, INC.
August 7, 1984 - March 7, 1985
FIRST SECURITIES CORPORATION OF THE SOUTHWEST
May 26, 1982 - October 26, 1982
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DBA THE DELTA COMPANY
CRD#: 120187 / SEC#: , 8-65266
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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