Richard N. Barstow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Nason Barstow III was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1982. Richard had worked at 2 firms and has passed the Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 1984 - December 17, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
May 25, 1982 - August 31, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
DREXEL BURNHAM LAMBERT INCORPORATED
CRD#: 7323 / SEC#: , 8-6161
Contact information
Documents
Red Flags
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