Lesli S. Behar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lesli Sharon Behar, who also goes by Leslie Sharon Behar, Leslie Sharon Beharcohen, Lesli Sharon Cohen, was a registered financial professional .
Lesli is a previously registered financial professional and started their career in finance in 1982. Lesli had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2004 - November 4, 2020
LAIDLAW & COMPANY (UK) LTD.
November 27, 2001 - October 27, 2004
SANDS BROTHERS & CO., LTD.
August 31, 2001 - November 26, 2001
BLUESTONE CAPITAL CORP.
June 17, 1988 - August 31, 2001
SSI SECURITIES CORP.
June 23, 1983 - June 28, 1988
ADVEST, INC.
July 22, 1982 - April 18, 1983
ICAHN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
