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DO

D. M. Olson

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CRD#: 1047846
DO

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

D. Michael Olson, CFP®, who also goes by David Michael Olson, Michael Olson, was a registered financial professional .

D. is a previously registered financial professional and started their career in finance in 1982. D. had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


David Michael Olson | Michael Olson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) DAVID MICHAEL OLSON - AGENT - NON-VARIABLE INSURANCE - NEWPORT BEACH, CA - SINCE 09/1986 - INVESTMENT RELATED 2.) OLSON MANAGEMENT LLC - MANAGING MEMBER - REGISERED INVESTMENT ADVISOR - NEWPORT BEACH, CA - SINCE 03/2020 - INVESTMENT RELATED 3.) OLSON MANAGEMENT LLC - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - NEWPORT BEACH, CA - SINCE 01/2020 - INVESTMENT RELATED

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

April 8, 2019 - March 14, 2024

OLSON MANAGEMENT

RIA
CRD#: 112298
NEWPORT BEACH, CA
Past

November 29, 2016 - November 30, 2016

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA
CRD#: 20804
Newport Beach, CA
Past

November 29, 2016 - December 31, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
Newport Beach, CA
Past

November 15, 1991 - November 30, 2016

SECURITIES AMERICA, INC.

BD
CRD#: 10205
NEWPORT BEACH, CA
Past

November 19, 1989 - November 21, 1991

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

February 28, 1985 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

October 2, 1984 - March 8, 1985

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
Past

March 13, 1984 - October 23, 1984

BRETCOURT SECURITIES CORPORATION

BD
CRD#: 10604
Past

May 26, 1982 - July 16, 1984

FIRST DOMINION FINANCIAL SERVICES, INC.

BD
CRD#: 7775

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/24/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


OM
OLSON MANAGEMENT
DAVID MICHAEL OLSON | OLSON, DAVID MICHAEL | OLSON MANAGEMENT, LLC | OLSON MANAGEMENT

CRD#: 112298 / SEC#:

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Contact information


Main Address
Newport Beach, CA
Mailing Address
Phone number
(949) 463-9415
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts41
AUM (Assets Under Management)$ 14,658,047

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OLSON MANAGEMENT

CRD#: 112298

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