Harry A. Shepler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry A Shepler was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1982. Harry had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2014 - December 31, 2025
THE SHEPLER FINANCIAL GROUP, LLC
January 2, 2001 - April 22, 2014
PARK AVENUE SECURITIES LLC
May 3, 1999 - April 22, 2014
PARK AVENUE SECURITIES LLC
February 4, 1985 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
July 1, 1982 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
THE SHEPLER FINANCIAL GROUP, LLC
CRD#: 170818 / SEC#:
Contact information
Red Flags
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