Harry A. Shepler

THE SHEPLER FINANCIAL GROUP

Bedford, NH 03110

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CRD#: 1047834

Professional summary

Harry A Shepler is a registered financial advisor currently at THE SHEPLER FINANCIAL GROUP, LLC located in Bedford, New Hampshire.

Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Harry has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA SHEPLER INSURANCE BROKERAGE. SELLING (FIXED LIFE, DISABILITY, ANNUITIES) INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry A Shepler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2014 - Present

THE SHEPLER FINANCIAL GROUP, LLC

Office #1: 264 South River Road, Bedford, NH 03110

RIA

CRD#: 170818

Bedford, NH

Past

January 2, 2001 - April 22, 2014

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

BEDFORD, NH

Past

May 3, 1999 - April 22, 2014

PARK AVENUE SECURITIES LLC

CRD#: 46173

BEDFORD, NH

Past

February 4, 1985 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

Past

July 1, 1982 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(3/25/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/28/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/10/2005

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/12/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/28/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2005

General Securities Principal Examination

Current Firm

THE SHEPLER FINANCIAL GROUP, LLC

SHEPLER FINANCIAL GROUP, LLC | THE SHEPLER FINANCIAL GROUP, LLC

CRD#: 170818 / SEC#:

New Hampshire

Registered Investment Advisory firm - (3/25/2014 Approved)

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Contact information

Main Address

264 South River Road, Bedford, NH 03110

Mailing Address

Phone number

(603) 624-1900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Harry A. Shepler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry A Shepler's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

GUARDIAN INVESTOR SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/1999

Series 63

Date: 6/28/1982

Series 7

Date: 1/10/2005

Series 22

Date: 3/12/1984

Series 6

Date: 6/28/1982

Series 24

Date: 3/28/2005

Current Firm

THE SHEPLER FINANCIAL GROUP, LLC

Contact information

Documents

Red Flags

Company Information

THE SHEPLER FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Contact information

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