Stuart G. Dickinson
Professional summary
Stuart Graham Dickinson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stuart is a previously registered financial advisor and started their career in finance in 1982. Prior to being barred, Stuart had worked at 6 firms, which includes WFG ADVISORS LP, WFG INVESTMENTS INC., LPL FINANCIAL LLC, J.P. MORGAN SECURITIES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, GEO SECURITIES CORP..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2005 - September 25, 2013
WFG ADVISORS, LP
October 27, 2005 - September 25, 2013
WFG INVESTMENTS, INC.
June 29, 2005 - November 4, 2005
LPL FINANCIAL LLC
June 28, 2005 - November 4, 2005
LPL FINANCIAL LLC
October 16, 2000 - May 25, 2005
J.P. MORGAN SECURITIES LLC
April 9, 1992 - May 25, 2005
J.P. MORGAN SECURITIES LLC
January 21, 1987 - April 14, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 24, 1982 - October 6, 1982
GEO SECURITIES CORP.
State Registrations and Notice Filings
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Current Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
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Documents
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