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Stuart Graham Dickinson

CRD# 1047824·Registered 1982 - 2013
Barred: Stuart Graham Dickinson was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Stuart Graham Dickinson was a registered financial advisor. Stuart was a previously registered financial advisor and started their career in finance 1982 - 2013. Stuart had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

WFG ADVISORS, LP·CRD# 125073
RIA
Highland Park, TX
November 22, 2005 - September 25, 2013
WFG INVESTMENTS, INC.·CRD# 22704
BD
Highland Park, TX
October 27, 2005 - September 25, 2013
LPL FINANCIAL LLC·CRD# 6413
RIA
Dallas, TX
June 29, 2005 - November 4, 2005
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
June 28, 2005 - November 4, 2005
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Dallas, TX
October 16, 2000 - May 25, 2005
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
April 9, 1992 - May 25, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 21, 1987 - April 14, 1992
GEO SECURITIES CORP.·CRD# 10366
BD
May 24, 1982 - October 6, 1982

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Current Firm

WA
WFG ADVISORS, LP

ATLAS WEALTH ADVISORS | WFG ADVISORS, LP | THE RUDD COMPANY | ROSEHILL ASSET MANAGEMENT | BROOKS INVESTMENT PROFESSIONALS

CRD#: 125073 / SEC#: 801-61945

Contact Information

Main Address

2711 N Haskell Ave Suite 2900, Dallas, TX 75204

Documents

Latest Form ADV

Part 2 Brochures

WFGA WRAP PROGRAM BROCHURE 2016 (8/1/2016)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1987About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed May 1982About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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