Robert J. Enderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Alton Enderson, who also goes by Rober James Alton Enderson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 3 firms and has passed the Series 7TO, SIE, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2019 - May 11, 2020
POTOMAC CAPITAL MARKETS, LLC
February 10, 2014 - July 26, 2017
CALVERT INVESTMENT DISTRIBUTORS, INC.
June 8, 1982 - April 6, 1983
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 6/24/2024
General Securities Representative ExaminationCurrent Firm
POTOMAC CAPITAL MARKETS, LLC
CRD#: 39800 / SEC#: , 8-48848
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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