FC
Frank Congilose
PARK AVENUE SECURITIES LLC
Wall Township, NJ 07719
Some features on this profile are disabled
CRD#: 1047746
FC
Professional summary
Frank Congilose, CFP® is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Wall Township, New Jersey.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Frank has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. An Entrepreneur's Guide to Responsible Wealth-Book that I have written and is sold on Amazon.com and through the Institute of Responsible Wealth,.
Start: 08/15/2009,
Address: N/A,
0 hrs per month,
Not investment related,
2. Congilose & Associates Inc.-Health, Life and DI,
Start: 03/01/1982,
Address: 2111 Hwy 34 S. Wall, NJ 07719,
10 bus hrs per month,
Investment related,
3. CONGILOSE ENTERPRISES LLC-Ownership of a commercial office building and commercial land,
Start: 01/01/1998,
Address: 2111 Hwy 34 S; Wall, NJ 07719,
2 non bus hrs per month,
Investment related,
4. Institute of Responsible Wealth-The IRW is the publisher of my book and offers educational resources. It also has all of my radio shows cataloged there,
Start: 01/01/2009,
Address: 2111 Hwy 34 S; Wall, NJ 07719,
0 hrs per month,
Not investment related,
5. Jersey Mikes-Passive investor in 3 sub shops in Central PA,
Start: 01/01/2011,
Address: State College PA,
0 hrs per month,
Investment related,
6. Sell book call Discover Responsible Wealth-Sell a book that I wrote
Start: 09/15/2008,
Address: 2111 Hwy 34 S Wall, NJ 07719,
0 hrs per month,
Not investment related,
7. Atlantic Ridge,LLC-Entity which owns the office building that houses our agency office,.
Start: 01/02/2016,
Address: 2111 Hwy 34 S Wall, NJ 07719,
2 hours per month 2 hours during securities trading hours,
Not Investment related,
8. C&A Financial Group LLC-Guardian General Agency,
Start: 04/04/2006,
Address: 2111 Hwy 34 South Wall, NJ 07719,
Hrs per month - tot/bus: 200/40,
Investment related,
>10% annual compensation,
9. Financial Adviser Practice and Education Coaching & Training-Teaching advisers how to build and grow a successful holistic planning practice,
Start: 01/01/2020,
Address: 2111 Hwy 34 South Wall, NJ 07719,
10 bus hrs per month,
Not investment related,
10) Author-I have written 5 books since 2008,
Start: 01/01/2008,
Address: 2111 Hwy 34 South Wall, NJ 07719,
0 total hours per month,
Not investment related,
No annual compensation,
11) LBKids LLC-Managing Member and 10% owner of my families new LLC,
Start: 12/15/2021,
Address: 44 Fairview Ave Brick, NJ 08724,
1 total hours per month; 1 during securities trading hours,
Investment related,
No annual compensation,
12) Hospital Board Trustee-Monmouth Medical Center Southern Campus (Barnabas Health Systems),
Start: 02/01/2015,
Address: 600 River Ave. Lakewood, Nj 08701,
2 total hours per month; 0 during securities trading hours,
Not investment related,
No annual compensation,
13) MMC Jersey Shore LLC-Joint Venture of 2 General Agencies,
Start: 01/01/2025,
Address: 2111 Hwy 34 South Wall, NJ 07719,
5 total hours per month; 5 during securities trading hours,
Investment related,
More than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Frank Congilose's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Frank Congilose's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
January 15, 2003 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2111 Nj-34 Suite 100, Wall Township, NJ 07719Office #2: 2111 Rt 34 South Suite 100, Wall, NJ 07719RIA
BD
CRD#: 46173
Wall Township, NJ
Current
May 3, 1999 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2111 Nj-34 Suite 100, Wall Township, NJ 07719Office #2: 2111 Rt 34 South Suite 100, Wall, NJ 07719RIA
BD
CRD#: 46173
Wall Township, NJ
Past
January 8, 1992 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
January 19, 1989 - December 18, 1991
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
September 12, 1988 - February 17, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
January 24, 1985 - September 26, 1988
AMERICAN EAGLE SECURITIES, INC.
BD
CRD#: 12973
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/8/2011)
RR
Alaska(2/23/2019)
RR
Arizona(8/12/2003)
IAR
Arizona(1/25/2010)
RR
Arkansas(9/20/2023)
RR
California(5/3/1999)
IAR
California(10/26/2017)
RR
Colorado(6/1/2005)
RR
Connecticut(1/29/2001)
IAR
Connecticut(6/8/2015)
RR
Delaware(2/23/2007)
IAR
Delaware(11/8/2018)
RR
District of Columbia(3/25/2009)
IAR
District of Columbia(4/6/2009)
RR
Florida(9/8/1999)
IAR
Florida(11/15/2016)
RR
Georgia(12/2/2009)
IAR
Georgia(3/10/2011)
RR
Hawaii(5/5/2011)
IAR
Hawaii(5/5/2011)
RR
Idaho(10/13/2025)
RR
Illinois(2/22/2007)
IAR
Illinois(4/4/2018)
RR
Indiana(2/19/2009)
IAR
Indiana(8/16/2023)
RR
Iowa(10/24/2012)
RR
Kansas(8/5/2019)
RR
Kentucky(3/3/2011)
IAR
Kentucky(3/8/2018)
RR
Louisiana(9/18/2007)
RR
Maine(10/31/2019)
RR
Maryland(1/29/2001)
IAR
Maryland(6/6/2011)
RR
Massachusetts(12/3/2004)
IAR
Massachusetts(4/10/2018)
RR
Michigan(8/1/2007)
IAR
Michigan(3/23/2015)
RR
Minnesota(9/14/2016)
RR
Missouri(2/3/2012)
IAR
Missouri(2/6/2012)
RR
Montana(2/8/2011)
RR
Nevada(2/8/2011)
IAR
Nevada(7/20/2023)
RR
New Hampshire(3/20/2015)
IAR
New Hampshire(3/20/2015)
RR
New Jersey(5/3/1999)
IAR
New Jersey(1/15/2003)
RR
New Mexico(8/1/2014)
IAR
New Mexico(8/1/2014)
RR
New York(5/3/1999)
IAR
New York(4/16/2021)
RR
North Carolina(2/23/2007)
IAR
North Carolina(9/24/2018)
RR
North Dakota(9/15/2014)
RR
Ohio(10/28/2009)
IAR
Ohio(4/20/2018)
RR
Oklahoma(2/8/2011)
RR
Oregon(8/24/2009)
IAR
Oregon(5/9/2018)
RR
Pennsylvania(5/3/1999)
IAR
Pennsylvania(9/20/2018)
RR
Rhode Island(9/24/2018)
IAR
Rhode Island(9/24/2018)
RR
South Carolina(8/28/2007)
IAR
South Carolina(8/23/2017)
RR
South Dakota(3/5/2023)
RR
Tennessee(9/3/2014)
RR
Texas(2/8/2011)
IAR
Texas(8/16/2023)
RR
Utah(6/1/2010)
IAR
Utah(3/8/2018)
RR
Vermont(9/27/2007)
RR
Virginia(1/12/2006)
IAR
Virginia(10/1/2012)
RR
Washington(4/26/2016)
IAR
Washington(1/16/2018)
RR
West Virginia(2/17/2011)
IAR
West Virginia(2/17/2011)
RR
Wisconsin(8/25/2015)
IAR
Wisconsin(4/4/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Wall Township, NJ 07719TRUST BUT VERIFY
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