RJ
Richard K. Jones
DRIVE WEALTH ADVISERS
Lehi, UT 84043
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CRD#: 1047598
RJ
Professional summary
Richard Keeler Jones, CFP® is a registered financial advisor currently at DRIVE WEALTH ADVISERS located in Lehi, Utah.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Richard has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT POSITION: AGENT, INVESTMENT RELATED: YES, NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 5 START DATE: 1/1/1987 ADDRESS: 3333 N. DIGITAL DR. STE 700, LEHI, UT 84043 DESCRIPTION: PROVIDING INSURANCE RECOMMENDATIONS FOR CLIENTS 2) CHIMEDES INSIGHTS & ANALYTICS POSITION: shareholder NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 07/20/2022 ADDRESS: 1327 So. 800 E., Orem UT 84097, United States DESCRIPTION: This activity is conducted primarily by another employee/partner in our business. My limited involvement would be in the area of discussing concepts and philosophy with this and other partners in our business and offering my opinion. 3) ARCHIMEDES ENTERPRISE SOLUTIONS POSITION: Indirect stockholder - Our core business, KTM, owns stock in AES and I own stock in KTM. NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/20/2022 ADDRESS: 1327 So. 800 E., Orem UT 84097, United States DESCRIPTION: I have very few duties associated with this activity since it is conducted primarily by another employee/partner in our business. There are occasional discussions related to this business activity that I participate in.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Keeler Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
February 18, 2025 - Present
DRIVE WEALTH ADVISERS
Office #1: 3333 N Digital Drive #700, Lehi, UT 84043RIA
CRD#: 174728
Lehi, UT
Past
September 1, 2023 - January 17, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
OREM, UT
Past
October 31, 2005 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
OREM, UT
Past
February 15, 2005 - May 21, 2025
KEELER THOMAS MANAGEMENT LLC
RIA
CRD#: 109522
OREM, UT
Past
August 6, 1993 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
February 2, 1987 - December 31, 1992
RICHARDS INVESTMENTS
BD
CRD#: 3176
SALT LAKE CITY, UT
Past
November 8, 1985 - December 22, 1986
NATIONAL CLEARING CORP.
BD
CRD#: 14343
Past
April 30, 1982 - November 12, 1985
COORDINATED EQUITIES, INC.
BD
CRD#: 10458
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DRIVE WEALTH ADVISERS
DRIVE WEALTH ADVISERS | DRIVE WEALTH MANAGEMENT, LLC | DRIVE WEALTH MANAGEMENT
CRD#: 174728 / SEC#: 801-113223
RIA
Registered Investment Advisory firm - (5/11/2018 Approved)California
Registered Investment Advisory firm - (6/17/2018 Terminated)Texas
Registered Investment Advisory firm - (5/17/2018 Terminated)Utah
Registered Investment Advisory firm - (5/17/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(2/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DW
DRIVE WEALTH ADVISERS
DRIVE WEALTH ADVISERS | DRIVE WEALTH MANAGEMENT, LLC | DRIVE WEALTH MANAGEMENT
CRD#: 174728 / SEC#: 801-113223
RIA
Registered Investment Advisory firm - (5/11/2018 Approved)California
Registered Investment Advisory firm - (6/17/2018 Terminated)Texas
Registered Investment Advisory firm - (5/17/2018 Terminated)Utah
Registered Investment Advisory firm - (5/17/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3333 N Digital Drive #700, Lehi, UT 84043
Mailing Address
Phone number
(801) 901-6150
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,487 |
| AUM (Assets Under Management) | $ 2,175,572,827 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/31/2025 | ||
| 03/20/2024 | ||
| 02/27/2023 | ||
| 04/25/2022 |
Red Flags
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