Harriet B. Gregalot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harriet Beaver Gregalot was a registered financial professional .
Harriet is a previously registered financial professional and started their career in finance in 1982. Harriet had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2010 - October 18, 2025
SUNSTREET SECURITIES, LLC
March 7, 2008 - September 29, 2010
COMMONWEALTH FINANCIAL NETWORK
February 19, 2008 - September 29, 2010
COMMONWEALTH FINANCIAL NETWORK
April 23, 2002 - February 19, 2008
INVESTACORP ADVISORY SERVICES INC
January 9, 2001 - February 11, 2008
INVESTACORP, INC.
May 20, 1982 - January 25, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNSTREET SECURITIES, LLC
CRD#: 143211 / SEC#: , 8-67541
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADDAD, MUNIB SAID | CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER | 2610231 |
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 5,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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